The Mentally Incapable and Reasonable Foresight in the English Tort of Negligence

The tort of negligence is concerned with the restitution of harm that was wrongfully inflicted upon the injured party. The tort’s scope, determined by the ease with which a duty of care may be established, has varied immensely since Donoghue v Stevenson, [1] ranging from the lenient approach of Anns[2] to the far more stringent test in Caparo Industries.[3] Regardless, the conceptual perception of negligence has remained the same – there must be wrongfully inflicted loss for liability to arise. Yet in the case of the mentally incapable, as this essay shall refer to those who would be deemed mentally unfit to stand criminal trial or who would otherwise be found of diminished responsibility for criminal liability, the tort of negligence does not account for their specific needs. Therefore, it actively discriminates against them. This essay will thus argue that the present law surrounding the tort of negligence and its interaction with the mentally incapable is wrong and indefensible, and will propose a new test which should be instituted to rectify this.

 

To begin with, the structure of a negligence action must be explored. First, there must be a duty of care; for this to exist, the defendant and claimant’s relationship must be proximate enough that the former’s negligence places the latter at a reasonably foreseeable risk of harm.[4] Secondly, the defendant must breach their duty; this is assessed objectively,[5] subject to certain exceptions, notably that professionals are judged against ordinary, competent members of that profession exercising that skill,[6] although their action must have a reasonable and logical basis.[7] The appropriate standard of care is guided by the following factors: the risk of harm,[8] as assessed at the time of the breach;[9] the seriousness of the potential injury;[10] the cost of precautions;[11] and the social value of the activity.[12]

 

Where a duty of care has been established and it is also evident that this duty has been breached, a causal link between the defendant’s breach of duty and the claimant’s harm must be proven. Causation is composed of two elements. Factual causation asks whether the defendant’s negligence was a necessary precondition for the harm to occur, and, if so, whether it was its cause. If, on the balance of probabilities, the negligent act was responsible for the result, the defendant will be liable.[13] Exceptions to this rule exist, such as where it is a matter of public policy,[14] but the general rule regarding the balance of probabilities will normally apply. Legal causation, which determines the legal cause of the harm, must then be satisfied. This asks whether the harm was sufficiently proximate to the defendant’s negligence and, if not, whether some intervening act breaks the causal link between the act and the result. Prior to The Wagon Mound[15] decision, the defendant would be strictly liable for all direct consequences arising as a result of their negligent act, regardless of their foreseeability;[16] in The Wagon Mound,[17] however, it was instead decided that that liability could only arise for the foreseeable consequences of negligent acts, even where these consequences where directly the result of the defendant’s negligence.

 

Clearly, culpability lies at the heart of this tort, and it arises when the defendant breaches the duty of care they owed the plaintiff. Civil liability stems from this culpability, but it must be proven that the harm suffered by the plaintiff probably arose as a result of the defendant’s actions, and this harm must be sufficiently close to the action as to mean that the defendant should have foreseen it. Whilst this is an equitable approach as far as the mentally capable are concerned, it is totally inadequate for the mentally incapable.

 

The mentally incapable are just as responsible for their torts as a sane person,[18] despite the archaic origins of this doctrine.[19] Dunnage v Randall[20] illustrates this perfectly. Here, the estate of a paranoid schizophrenic was found liable on appeal for harm his nephew had suffered when trying to extinguish the fire that the deceased had ignited on himself during a psychotic episode. The court held that there would be no breach of duty, where the injury was sustained through “an unheralded, unexpected and unforeseen incapacitating attack”.[21] Despite expert evidence to this effect[22], this was not held to have occurred. The case was distinguished from Mansfield v Weetabix Ltd[23], which would have absolved the defendant from liability, on the basis that it fell into existing precedent.[24] Mansfield concerned a lorry driver who, unbeknownst to him, was in a hyperglycaemic state, causing him to drive into a building. He was not held liable since he had suffered a complete loss of control, meaning liability could not exist. This illuminates the court’s approach to the issue of insanity – where any semblance of consciousness exists, regardless of how flawed it may be, there cannot be an argument that a reasonable foresight of the harm was impossible[25].

 

As the Dunnage[26] decision illustrates, the mentally incapable are held to a far stricter standard than the mentally capable where negligence is concerned. Indeed, it seems to completely depart from the foreseeability requirement established in The Wagon Mound[27] and instead returns to the strict liability instituted by Polemis.[28] The deceased in Dunnage[29] could in no way be said to have foreseen the consequences of his actions, since this would have required a level of mental capacity he did not possess at the time the ‘wrongful’ act was committed. That is not to say that he did not owe the plaintiff a duty of care – he did, but his lack of capacity at the time the wrongful act was committed should have rendered the loss suffered by the plaintiff too remote to be recoverable. Instead, a de facto standard of strict liability was enforced. This is manifestly unfair.

 

There are several potential remedies to this situation. The Mansfield[30] judgement should be extended to include the mentally incapable, which would go against the Dunnage ruling.[31] Alternatively, a statutory amendment could be proposed to existing criminal legislation pertaining to the mentally ill, such as the Criminal Procedure (Insanity and Unfitness to plead) Act 1991, that would extend its scope to cover civil liability as well. Finally, a unique test could be instituted for civil liability if neither of the other measures were deemed satisfactory. The author would suggest the ‘unhealthy mind’ test, which asks whether the unlawful act stemmed from the unhealthy mind, should be used. These provisions would also include the proviso that, where the defendant was aware of their condition but did not take the steps necessary to control it, such as not taking any prescribed medication , they will fall into the awareness category identified in Roberts v Ramsbottom,[32] preventing the defence’s use. The defendant would have to demonstrate that his or her actions were mainly as a result of their unhealthy mind[33], and that there was “an unheralded, unexpected and unforeseen incapacitating attack”[34]. This formula would exclude defendants who were voluntarily incapacitated, although problems may arise where long term effects of drug abuse, such as paranoia, are the reason for the wrongful act; I would suggest that, so long as it is established to be sufficiently remote from the prior voluntary actions, that such an attack should be accepted as competent to establish the defence. Thus, the test will protect those who cannot appreciate the risks of a breach of the duty of care, not those who chose not to.

 

In conclusion, it is clear that the mentally incapable are unjustly treated by the tort of negligence. Their inability to reasonably foresee the risks of their actions whilst incapacitated is not properly accounted for by the legal framework surrounding negligence, so in practice they are held to a higher standard than the ordinary, reasonable man. The author believes that, until this is rectified by one of the three proposed remedies[35], the mentally incapable will continue to be unfairly treated by the law.

[1] [1932] AC 562.

[2] Anns v Merton LBC [1978] AC 728.

[3] Caparo Industries v Dickman [1990] UKHL 2.

[4] Donoghue v Stevenson [1932] AC 562 at 580.

[5] Nettleship v Watson [1971] 2 QB 691.

[6] Bolam v Friern Hospital Management Committee [1957] 1 WLR 582. Since May v Petman Smith [2005] UKHL 7, this has applied to all professions, rather than just medicine.

[7] Bolitho v City and Hackney Health Authority [1998] AC 232.

[8] Bolton v Stone [1951] AC 580.

[9] Roe v Ministry of Health [1954] 2 QB 66 (CA).

[10] Paris v Stepney Borough Council [1951] AC 367.

[11] Latimer v AEC Ltd [1953] AC 643 (HL).

[12] Watt v Herefordshire County Council [1954] 1 WLR 835.

[13] Barnett v Chelsea and Kensington Hospital Management Committee [1969] 1 QB.

[14] Such as the Fairchild exception, established by Fairchild v Glenhaven Funeral Services [2002] UKHL 22. This exception applies to negligently caused mesothelioma.

[15] Overseas Tankship (UK) Ltd v Morts Dock and Engineering Co Ltd (The Wagon Mound) No 1 [1961] AC 388. This will be referred to as ‘The Wagon Mound’ throughout this essay.

[16] Polemis v Furness Withy & Co [1921] 3 K.B. 560. This will be referred to as ‘Polemis’ throughout this essay.

[17] [1961] AC 388.

[18] As stated by Earl J in Williams v Hays 143 NY 442 (1894). Whilst this is an American case, it is still illustrative of the English law position.

[19] It originates from Weaver v Ward (1616) Hob 134, 80 ER 284 (KB).

[20] [2015] EWCA Civ 673.

[21] Ibid at 127.

[22] Ibid at 144.

[23] Mansfield v Weetabix Ltd [1998] 1 W.L.R. 1263. This will be referred to as Mansfield.

[24] Ibid at 147. This precedent is Morris v Marsden [1952] 1 All ER 925.

[25] As laid down in Morris v Marsden [1952] 1 All ER 925.

[26] Dunnage v Randall [2015] EWCA Civ 673.

[27] Overseas Tankship (n 16).

[28] Polemis (n 17).

[29] Dunnage (n 28).

[30] Mansfield (n 25).

[31] Dunnage (n 28).

[32] Roberts v Ramsbottom [1980] 1 W.L.R 823.

[33] Using the usual factual causation question of whether, on the balance of probabilities, the act was the reason for the result, laid down in Barnett (n 14).

[34] Dunnage (n 28).

“Essential” Information by Matthew Ogden

I was skyping with my family when my mother told me that one of her friends had been fined for going to the shops to buy several bottles of wine but no food. For those of you reading this in the distant future (because surely everybody at the current time has figured this out) the reason for this was because this was not considered a “basic necessity”[i] for the purposes of the coronavirus lockdown.

This will probably not surprise many people, wine is hardly essential – although many might argue it is absolutely vital when locked in a house with your family for a long time.

But why is it not essential?

While this seems like a simple question, it is one both the UK and Scottish Governments have failed to answer. They have provided no guidance on what essential shopping is.[ii]

 

Does Essential Mean Essential?

When I mentioned my plans to write this post, one of my friends argued that it was a non-issue, “essentials” are things which are essential. It appears to be a sound argument, but does it reflect the current understanding of the word? When I asked a group of friends if toilet paper was essential, I almost simultaneously received a “yes” and a “no”. The concepts of “necessary” and “essential” have softened. This can even be seen in the Oxford English dictionary’s definition of necessity. Necessity is defined as “a thing that you must have and cannot manage without”[iii] but its example of the word in context is “Air-conditioning is an absolute necessity in this climate.”[iv]

We will not die without soap, toilet paper, or paracetamol yet these, justifiably, have been classified as essentials by supermarkets.[v]

 

What Are Essentials?

The difficulty is that “essentials” has become a subjective term, with everyone having their own definition of it. While there are things that will be “essential” to pretty much everyone, such as bread and vegetables, there could very easily be serious clashes over other things. For example, there have been disputes in the past over whether tampons are considered essentials for tax purposes.[vi]

As such, a definitive list of essential items is impossible. Instead, a subjective test approach should be adopted.

One of the best proposed tests comes from the “Manchester Evening News” which applies the following criteria:

“If you want to head to the supermarket or to an essential shop, consider these factors before going:

  • Is it urgent?
  • Will it significantly impact my quality of life or risk my health and wellbeing if you don’t have it?
  • Can I buy it online?
  • Will I be putting others at risk by going to buy it?”[vii]

There are definite merits to this test. It covers things that are practically essential, even if they do not meet the literal definition of essential. A lack of toilet paper for example is definitely urgent and will significantly impact the quality of your life and health.

However, even this test is severely flawed. There are those that would be opposed to the inclusion of essential shopping covering wellbeing, as anything that you buy for your own happiness would therefore be considered “essential.” If I went out to buy a Nintendo Switch to prevent boredom during lockdown, it would help my wellbeing but does not fall under any definition of essential.

Furthermore, while it recommends buying online, the problem with this is that online delivery is in high demand. This is a severe problem for the elderly or those who are particularly vulnerable and  unable to go to the shops themselves, forcing them to put their life at risk or starve. In response, Tesco have requested that people do not use online delivery if they are able to go into the shop.[viii] Therefore, online shopping is not as good an alternative as it first appears.

Finally, “will I be putting others at risk?” is also a bad test because the answer will always be yes. Covid-19 is a disease that has proven to be infectious even before those who are infected have begun to show any symptoms,[ix] so if you are going shopping, you are putting others at risk. However, making people consider this should, in theory, reduce needless shopping.

 

Government Response

While the previous guide is not perfect, it’s still a guide. This is something that the current Government has not created, and this is more than just a theoretical problem. Phone lines for the police in Nottinghamshire were jammed because they were receiving too many calls from people with questions seeking to clarify the definition of essentials.[x]

The previous test is also complicated by the Government’s decision on which businesses remain open. For example, police in Peterborough found people going out to buy a bike at Halfords.[xi] This is not an isolated incident either, with demand for bicycles soaring.[xii] While this is not literally essential, nor would it pass the previous test, there was an expectation this was allowed as Halford’s was permitted to remain open. Retail analyst, Andrew Busby, noted that Halfords and similar shops have “been deemed a necessity because you have to go out and get exercise.” By allowing shops like Halford’s to remain open, with no explanation, the Government have implied that what they sell are considered essential, making it understandable that shoppers may have assumed it was acceptable to shop there.

Let us go back to the story that inspired me to write this blog. Wine is not considered a necessity, however off-licences are allowed to remain open. Again, this highlights the mixed message from the Government. Does the Government in fact consider alcohol a necessity or are these shops allowed to remain open for other products like snack foods? If, for example, Victoria Wine was still operating, would the Government permit them to remain open, describing them as an “essential business” while saying they do not sell “essentials?”

 

This is a serious time in a unique circumstance, that is difficult to create legislation for, especially with the required urgency. These limits are absolutely necessary and for them to be effective, there needs to be a reasonable understanding of what those limits are. Sue Davies, head of consumer protection at “Which?” argued that “it is really important that the Government provides the utmost clarity about what is expected of people, so that the vast majority who want to act responsibly have all the information they need to do so.”[xiii] The continuous failure of anti-lockdown protests[xiv] have shown that that the vast majority of people want to respect the restrictions and keep themselves safe and it is the Government’s responsibility to ensure that these people have as much information as possible to do so. While they cannot be expected to have all the information on the disease itself, there is absolutely no reason why they should not have all the information need both to keep them safe and to ensure their compliance with the law.

I end with this thought. If this were any other time, how would you feel if it was unclear whether you were breaking the law each time you went to the shops?

[i] The Health Protection (Coronavirus) (Restrictions) (Scotland) Regulations 2020 s 8(5)(a).

[ii] Sonia Sharma and Rachel Pugh, ‘The Items Considered “essential” When Shopping during Coronavirus Lockdown – Chronicle Live’ <https://www.chroniclelive.co.uk/news/north-east-news/essential-supermarket-items-products-coronavirus-17984100> accessed 10 May 2020.

[iii] ‘Necessity Noun – Definition, Pictures, Pronunciation and Usage Notes | Oxford Advanced Learner’s Dictionary at OxfordLearnersDictionaries.Com’ <https://www.oxfordlearnersdictionaries.com/definition/english/necessity?q=necessity> accessed 10 May 2020.

[iv] ibid.

[v] Cherry Wilson, ‘Coronavirus: Shoppers Face “essential Items” Confusion’ BBC News (2 April 2020) <https://www.bbc.com/news/uk-52097797> accessed 10 May 2020.

[vi] Rachel Thompson, ‘UK Government Finally, FINALLY Scraps the Tampon Tax’ (Mashable, 11 March 2020) <https://mashable.com/article/tampon-tax-uk-finally-scrapped/> accessed 14 May 2020.

[vii] Rachel Pugh, ‘The Items Considered as “essential” Supermarket Shopping’ (men, 26 March 2020) <https://www.manchestereveningnews.co.uk/news/uk-news/essential-supermarket-shopping-items-products-17978057> accessed 10 May 2020.

[viii] ‘Tesco COVID-19 Updates | Tesco Groceries’ <https://www.tesco.com/help/covid-19/> accessed 10 May 2020.

[ix] World Health Organization, ‘Coronavirus Disease 2019 (COVID-19)’ (2020) Situation Report 73.

[x] Connor Thompson, ‘Police Urge Public Not to Call about Coronavirus Restrictions to Help Keep Emergency Lines Clear’ (Newark Advertiser, 24 March 2020) <https://www.newarkadvertiser.co.uk/news/police-urge-public-not-to-call-about-coronavirus-restrictions-to-help-keep-emergency-lines-clear-9104008/> accessed 10 May 2020.

[xi] Wilson (n 5).

[xii] Lindsey Hamilton, ‘Dundee Bike Shop Struggling to Cope with Demand as Public Get on Their Bikes during Covid-19’ Evening Telegraph (11 March 2020) <https://www.eveningtelegraph.co.uk/fp/dundee-bike-shop-struggling-to-cope-with-demand-as-public-get-on-their-bikes-during-covid-19/> accessed 22 May 2020.

[xiii] Wilson (n 5).

[xiv] Aileen Robertson and Rebecca McCurdy, ‘Police Patrol Local Parks as Anti-Lockdown Protests Snubbed by Public in Dundee and Fife’ (The Courier, 16 May 2020) <https://www.thecourier.co.uk/fp/news/local/fife/1321689/police-patrol-local-parks-as-protests-snubbed-by-public-in-dundee-and-fife/> accessed 22 May 2020.